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SAM/STOC

Introduction:

SAM (Securities/Collateral Activity Management) is a solution that provides the lender with a complete view and status of the securities held for a customer. The lending securities official has the ability to easily process and release security without needing expert knowledge.


SAM automates the following:

  • The controlled recording of pertinent lending security data, including mandatory data processing, which provides a comprehensive database of lending securities held by the bank.
  • The tracking of security from loan sanction through draw down to perfection and later release via a monitoring / workflow solution.
  • The production of security documentation.
  • The tracking of the physical location of the security documentation.

The Securities Challenges:

  • Reduce the need for security experts
  • Efficiency through process
  • Service the sales force
  • Manage risk
  • Manage audit requirements
  • Mergers and acquistions

Compliance:

  • FSA
  • Basel II
  • OFAC, FDIC

Features:

  • Data - All security types
  • Workflow - User definable action lists from take on to drawdown and realisation
  • Documentation Production - Scheduled and ad hoc letters, reminders and document history - all using the SAM data dictionary
  • Diary - Daily actions
  • Physical document management

Benefits:

  • Drives Costs Down - Security processing, staff reduction/retraining
  • Improves Service Quality - internal and external
  • Provide sales information
  • Reduces Risk
  • Increases Productivity
  • Increases Customer Satisfaction
  • Immediate Management Information

 

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SAM Documentation

 

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